Join a valuable thought leadership discussion as speakers in the field of RegTech, Sustainability and Sustainable Finance break down ESG Sustainability requirements for Financial Institutions. Gain ...
The Canadian Securities Administrators has published proposed amendments to National Instrument 81-102 Investment Funds that ...
SEC Proposes Cybersecurity Risk Management Requirements for Investment Advisers and Registered Funds
On Feb. 9, 2022, the Securities and Exchange Commission (SEC or Commission) proposed a suite of new rules and amendments concerning cybersecurity risk management for registered investment advisers ...
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DORA: exemptions for simplified ICT risk management and beyond
The Digital Operational Resilience Act (DORA) is set to come into effect soon, reflecting the European Union (EU) regulators’ efforts to strengthen the IT security of financial entities. This move ...
This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. FMUs provide essential infrastructure to clear and settle payments and ...
Your approach to risk management and regulatory compliance is probably broken. Not because you don’t have capable people ...
With five years of experience as a writer and editor in the higher education and career development space, Ilana has a passion for creating accessible, relevant content that demystifies the higher-ed ...
This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. These amendments aim at simplifying the ICT risk management framework and ...
In five years of writing for various audiences, Uche has learned to simplify career-focused content for ambitious learners regardless of their qualifications. Her work is published in notable ...
What is the Digital Operational Resilience Act (DORA)? The Digital Operational Resilience Act (DORA) is designed to “consolidate and upgrade ICT [information and communications technology] risk ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Europe is moving toward a major cybersecurity and supply-chain reset one designed to reduce dependence on high-risk foreign technology suppliers, ...
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